-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QOqa12d02jZVPRA8N79lh8iuHMKLTKqNlEVWvQhyOkJlz1MXj/PawKJb4XyGfo4v p+sUtWdDaC6kABHPW8/Baw== 0000948600-99-000039.txt : 19990428 0000948600-99-000039.hdr.sgml : 19990428 ACCESSION NUMBER: 0000948600-99-000039 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990427 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-45449 FILM NUMBER: 99601558 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951351 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GORLIN STEVE CENTRAL INDEX KEY: 0001033742 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 150 GULF SHORE DRIVE STREET 2: UNIT 601 CITY: DESTIN STATE: FL ZIP: 32541 BUSINESS PHONE: 3012179858 MAIL ADDRESS: STREET 1: 150 GULF SHORE DRIVE STREET 2: UNIT 601 CITY: DESTIN STATE: FL ZIP: 32541 SC 13D 1 GORLIN SCHEDULE 13D 1999 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 PERMA-FIX ENVIRONMENTAL SERVICES, INC. _______________________________________ (Name of Issuer) Common Stock _____________________________ (Title of Class of Securities) 714157-10-4 ____________ (CUSIP Number) Steve Gorlin 150 Gulf Shore Drive #601 Destin, Florida 32541 (850) 654-7821 ______________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ] Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. Page 2 of 7 Pages CUSIP No. 714157-10-4 ____________ 1 Name of Reporting Person, Steve Gorlin I.R.S. Identification ###-##-#### No. of Above Person (entities only) 2 Check the Appropriate Box if (a) [ ] a Member of a Group* (b) [ ] 3 SEC Use Only 4 Source of Funds* PF 5 Check if Disclosure of Legal Proceedings is Required Pur- suant to Items 2(d) or 2(e) [ ] 6 Citizenship or Place of Organization U.S. 7 Sole Voting Power 642,607 Number of Shares 8 Shared Voting Power Beneficially Owned by Each 9 Sole Dispositive Reporting Person Power 642,607 With 10 Shared Dispositive Power 11 Aggregate Amount Beneficially Owned by Each Reporting Person 642,607 12 Check if the Aggregate Amount [ ] in Row (11) Excludes Certain Shares* 13 Percent of Class Represented by Amount in Row (11) 5.08% 14 Type of Reporting Person* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 7 Pages Item 1. Security and Issuer __________________ This Schedule 13D relates to the common stock, par value $.001 ("Common Stock") of Perma-Fix Environmental Services, Inc. (the "Company"), a Delaware corporation. All terms not otherwise defined herein shall have the meanings ascribed in the Schedule 13D. The principal executive office of the Company is located at 1940 NW 67th Place, Gainesville, Florida 32653. Item 2. Identity and Background. _______________________ The following sets forth the identity and background of each of the reporting persons filing under this Schedule 13D: 1.(a) Steve Gorlin (b) 150 Gulf Shore Drive #601 Destin, Florida 32541 (c) Entrepreneur and private investor (d) During the last five years, Mr. Gorlin has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, Mr. Gorlin has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding violation with respect to such laws. (f) U.S. Citizen. Item 3. Source and Amount of Funds or Other Consideration. _________________________________________________ There are no purchases which are described herein under Item 5(c). Page 4 of 7 Pages Item 4. Purpose of Transaction. ______________________ Mr. Gorlin has acquired the securities of the Company for investment purposes. Item 5. Interest in Securities. ______________________ The aggregate percentage of shares of Common Stock reported as beneficially owned by Mr. Gorlin as described herein is based upon 12,411,080 shares of Common Stock outstanding, as reported on March 15, 1999, to Mr. Gorlin by the Company to assist with this filing.
(a) The following table sets forth the aggregate number and percentage of the class of Common Stock of the Company identified pursuant to Item 1 beneficially owned by Steve Gorlin: Amount Percentage(2) ______ __________ 642,607(1) 5.08% (1) This amount includes the following shares: (i) 412,607 shares held of record by Steve Gorlin, (ii) Warrants to purchase 200,000 shares which are immediately exercisable, (iii) incentive stock options of the Company to purchase 30,000 shares which are immediately exercisable. This amount does not include options to purchase 40,000 shares which are not exercisable within 60 days. (2) Shares of the Common Stock of the Company not outstanding, but which may be acquired by the reporting person during the next 60 days under options, warrants, rights, or conversion privileges, are considered to be outstanding only for the purpose of computing the percentage of the class for such reporting person.
Page 5 of 7 Pages
(b) The following table sets forth the number of shares of Common Stock of the Company as to which Steve Gorlin has (1) the sole power to vote or direct the voting, (2) shared power to dispose or to direct the voting, (3) the sole power to dispose or to direct the disposition, or (4) shared power to dispose or to direct the disposition. Sole Voting and Shared Voting Power of And Power of Disposition Disposition ________________ _____________ 642,607(1) -0- (1) See footnote (1) under (a) of this Item 5.
(c) During the sixty (60) days prior to the date of this Schedule 13D, there have been no transactions effected in the Common Stock Common Stock by Mr. Gorlin. Item 6. Contracts, Agreements, Underwriters or Relationships with Respect to Securities of the Issuer. __________________________________________________________ Except for contracts, arrangements, understanding or relationships disclosed in this Schedule 13D and the exhibits disclosed herein under Item 7, there are no contracts, arrangements, understandings, or relationships between the reporting person and any other person with respect to securities of the Issuer. Page 6 of 7 Pages Item 7. Materials to be Filed as Exhibits. _________________________________ None. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: April 26, 1999. /s/ Steve Gorlin ________________________________ Steve Gorlin Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----